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Item 15. 3. Exhibits filed as part of this Form 10-K: SIGNATURE THE NATIONAL SECURITY GROUP, INC. Date: March23, 2021
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This Amendment No. No other changes have been made to the Form 10-K, as originally filed on September 7, 2021. ### PART IV Item 15.
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ADOMANI, INC. Page ### PART III Item 10. Item 11. ### Executive Compensation Item 12. ### Item 13. Item 14. PART IV Item 15.
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### Form 10-K/A Explanatory Note PARTIII ### Item10 ### Item11 Executive Compensation ### Item12. ### Item13. Item14. PARTIV Item15.
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The exhibits listed in the exhibit index of this Amendment are filed with, or incorporated by reference in, this report. EXHIBIT INDEX Signatures
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Page PART III ITEM 10. ITEM 11. EXECUTIVE COMPENSATION ITEM 12. ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE PART IV ITEM 15.
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31, 2020, 2019 and 2018; (v) Consolidated Statements of Cash Flows for the years ended December 31, 2020, 2019 and 2018; and (vi) Notes to the Consolidated Financial Statements.
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This amendment to the Form 10-K is being filed solely to include the Companys XBRL files in its exhibits. There were no changes made to the original Form 10-K as filed. Exhibits:
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The date the financial statement were available to be issued and has determined that there are no material subsequent events that require disclosure in these financial statements.
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MALLINCKRODT PLC ### INDEX TO FORM 10-K/A Explanatory Note Part III ### Item 10. Item 11. Executive Compensation. ### Item 12. Item 13. Item 14. ### PART IV Item 15.
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On March 31, 2021, Arcimoto, Inc.(the Company) filed its Form 10-K Annual Report for the calendar year ended December 31, 2020 (the Form 10-K). The Company inadvertently filed an incomplete
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HMS HOLDINGS CORP. AND SUBSIDIARIES ### AMENDMENT NO. Page EXPLANATORY NOTE ### PART III Item 10. Item 11. ### Executive Compensation Item 12. ### Item 13. Item 14. PART IV Item 15.
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Factor is necessarily determinative. All of the services described in the Principal Accountant Fee section above were approved pursuant to the annual engagement letter or in accordance with the Pre-approval Policy.
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NIC INC. ### FORM 10-K ANNUAL REPORT Page EXPLANATORY NOTE ### PART III Item10. Item11. ### Executive Compensation Item12. ### Item13. Item14. ### Principal Account ant Fees and Services ### PART IV Item15.
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Years ended December 31, 2020 and 2019. ### Pre-Approval Policy PART IV Item 15. (a) (1) Financial Statements: (2) None. (3) ### Exhibits 20549. 20549, at prescribed rates or on the SEC website at www.sec.gov.
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### PART III ITEM10. DIRECTORS, EXECUTIVE OFFICERS OF THE REGISTRANT AND CORPORATE GOVERNANCE ### ITEM11. EXECUTIVE COMPENSATION ITEM12. ITEM13. ### ITEM14. PART IV ITEM15. EXHIBITS, FINANCIAL STATEMENTS AND SCHEDULES
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MAGNACHIP SEMICONDUCTOR CORPORATION AND SUBSIDIARIES FORM 10-K/A ### FOR THE YEAR ENDED DECEMBER31, 2020 Page PARTIII ### Item10. Item11. ### Executive Compensation Item12. ### Item13. Item14. PARTIV Item15. EXHIBITINDEX
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Cogen, LLP s engagement to audit the Companys financial statements for the years ended December 31, 2020 and December 31, 2019 were attributed to work performed by persons other than Morison Cogen, LLPs full-time, permanent employees. ### PART IV Item 15.
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Were 286 shares of Series C Preferred Stock outstanding, and each such share was convertible into approximately 2,000 shares of common stock. See Item 5 of this report for information regarding Securities Authorized for Issuance under Equity Compensation Plans.
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Embedded within the Inline XBRL document and contained in Exhibit 101). + Confidential treatment was requested with respect to omitted portions of this Exhibit, which portions have been filed separately with the U.S. * Filed herewith ** Previously filed # Previously furnished
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With the SEC on July 10, 2020 (8) Incorporated by reference to the Form 1-A/A filed with the SEC on June 17, 2020 (9) Incorporated by Reference to the Form 8-K filed with the SEC on July 9, 2020 (10) Incorporated by reference to the Form 1-A/A filed with the SEC on August 11, 2020
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### FORM 10-K Additional Information Descriptions of agreements or other documents in this report are intended as summaries and are not necessarily complete. Please refer to the agreements or the other documents filed or incorporated herein by reference as exhibits. Please see Item 15.
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Registered public accounting firm in accordance with the Audit Committee Charter. PART IV ITEM 15. (b)Exhibits Exhibit No. Document Description 31.1 31.2 Certification of Principal Executive Officer and Principal Financial Officer pursuant to Section 906 of the Sarbanes Oxley Act of 2002
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This Amendment No. No other changes have been made to the Form 10-K, as originally filed on October 26, 2021. PART IV ITEM 15. (3) ### Exhibits Exhibit Number Description of Exhibit 101.INS XBRL Instance Document 101.SCH XBRL Schema Document 101.CAL 101.DEF 101.LAB XBRL Label Linkbase Document 101.PR...
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Registered Public Accounting Firm 31.1* 31.2* 32.1** 32.2** 101.INS+ XBRL Instance Document 101.SCH+ 101.CAL+ 101.DEF+ 101.LAB+ 101.PRE+ The cover page from the Company's Annual Report on Form 10-K for the year ended December 31, 2020 has been formatted in Inline XBRL. * Filed herewith. ** Furnis...
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Borrowmoney.com Inc. (the Company) needed to amend this Annual Report on Form 10-K for the year ended August 31, 2020, because of delays in completing its audited financial statements. These delays have arisen because management had changed over to a new CPA there were some delays in the auditor completing the financia...
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### EXPLANATORY NOTE This Amendment No. No other changes have been made to the Form 10-K, as originally filed on March 11, 2021. PART IV Item15. Exhibit Number Description of Exhibit 101.INS XBRL Instance Document 101.SCH 101.CAL 101.LAB XBRL Taxonomy Labels Linkbase Document 101.PRE XBRL Taxonomy Pres...
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Of the Proposed Transactions, LOKB will file with the SEC (at LOKBs sole cost and expense) a registration statement registering the resale of the PIPE Shares (the PIPE Resale Registration Statement), and LOKB will use its commercially reasonable efforts to have the PIPE Resale Registration Statement declared effective ...
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### Item Number Page ### Number Glossary of Terms PART I 1. ### Business 1A. ### Risk Factors 1B. 2. ### Properties 3. ### Legal Proceedings 4. ### Mine Safety Disclosures PART II 5. 6. ### Selected Financial Data 7. 7A. 8. 9. 9A. ### Controls and Procedures PART III 10. 11. ### Exe...
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[ Powerverde Inc ] The purpose of this Amendment is to correct an error on the cover page of our previously filed Annual Report on Form 10-K for the fiscal year ended December 31, 2020, filed with the U.S. Securities and Exchange Commission on March 9, 2021. This amendment amends the following: There are no changes ...
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Statements described in this Amendment had not yet been identified. In light of the restatement of the financial statements included in this Amendment, we plan to enhance our processes to identify and appropriately apply applicable accounting requirements to better evaluate and understand the nuances of the complex acc...
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This Amendment No. 1 to the Annual Report on Form 10-K/A for DongFang City Holding Group Company Limited. amends the Annual Report on Form 10-K for the year ended October 31, 2020 filed with the SEC on January 28, 2021.This Amendment No. 1 is being filed solely to correct certain numeric errors in the original financia...
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### TABLE of CONTENTS Item 1. Business. Item 1A. Risk Factors. Item 1B. Unresolved Staff Comments. Item 2. Properties. Item 3. Legal Proceedings. Item 4. Mine Safety Disclosures. Item 5. ### Item 6. Selected Financial Data Item 7. Item 7A. Item 8. Item 9. Item 9A. Controls and Procedures. Item 9B. Other I...
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Marcum violated the SECs independence rules, but nevertheless has been and continues to be capable of exercising objective and impartial judgment on all issues encompassed within the audit engagement, particularly in light of the lack of involvement of the covered person in the audit or otherwise with respect to us and...
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Our 2021 Proxy Statement under the captions Transactions with Related Parties and Director Independence or in an amendment on Form 10-K/A and is incorporated herein by reference. ### Item14.Principal Accounting Fees and Services The information required by Item14 will be contained in our 2021 Proxy Statement under th...
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May revise the list of general pre-approved services from time to time, based on subsequent determinations. PartIV ITEM 15. (b)Exhibits. Incorporation by Reference ExhibitNo. ### ExhibitIndex Form File No. ### Exhibit Filing Date ### Filed Herewith 31.1 Certification of Chief Executive Officer Pursuant...
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Landcadia Holding III, Inc. (the Company) is filing this Amendment No.1 on Form 10-K/A (the Amendment) to amend and restate certain items in its Annual Report on Form 10-K for the period ended December 31, 2020, originally filed with the Securities and Exchange Commission (the SEC) on March 12, 2021 (the Original 10-K)...
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1 to the Annual Report on Form 10-K/A for the year ended December 31, 2020 of Creations, Inc (the Company) filed with the Securities and Exchange Commission on March 30, 2021 (the Form 10-K) is to furnish Exhibits 101 to the Form 10-K in accordance with Rule 405 of Regulation S-T. This Amendment No. ### EXHIBIT INDEX...
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### Explanation Note The registrant is filing this amendment on Form 10-K/A to its Form 10-K for the year ended June 30, 2021 to replace the opinion letter of its independent registered public accounting firm with an updated letter. The opinion letter as originally filed inadvertently omitted the year when the account...
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TRxADE HEALTH, INC. (formerly Trxade Group, Inc.)(the Company , we and us ) is filing this Amendment No. 1 ( ### Amendment No. 1 ) to our Annual Report on Form 10-K for the year ended December 31, 2020 (the Original Form 10-K ), as filed with the Securities and Exchange Commission on March 29, 2021 (the ### Ori...
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Of Principal Executive Officer pursuant to Exchange Act, Rules 13a 14(a) and 15d 14(a), as adopted pursuant to Section302 of the Sarbanes-Oxley Act of 2002 31.2* Certification of Principal Financial Officer pursuant to Exchange Act, Rules 13a 14(a) and 15d 14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxl...
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This Amendment No. 1 to the Annual Report on Form 10-K is being filed solely to furnish the Interactive Data files as Exhibit 101, in accordance with Rule 405 of Regulation S-T. No other changes have been made to the Form 10-K, as originally filed on March 31, 2021. PART IV ### ITEM 15. Exhibit No. Description 101...
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Financial statements filed as part of this report are indexed in the table of contents of the Original Filing and incorporated by reference to the Original Filing. Financial Statement Schedules have been omitted, since they are either not applicable, not required or the information is included elsewhere herein. 2. Th...
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### EXPLANATORY NOTE This Amendment No. 1) is being filed for the sole purpose of including the conformed signature of our Independent Registered Public Accounting Firm on Exhibit 23.1 (Consent of Independent Registered Public Accounting Firm), which was inadvertently omitted from Exhibit 23.1 in the original filing o...
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Set forth in the table above were pre-approved pursuant to this policy. PART IV ITEM 15. 3. Exhibits: The exhibits listed in the accompanying Exhibit Index are filed or incorporated by reference as part of this report. 3. ### Exhibits Exhibit Number Description of Document 31.1^ Certification of Chief Exec...
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The consent of MaloneBailey, LLP, the Companys independent registered public accounting firm, was set forth in the exhibit index to the Form 10-K for the year ended December 31, 2020, originally filed on February 12, 2021 (the Original Filing); however, the consent was inadvertently omitted from the version filed via E...
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2 to the Annual Report on Form 10-K for the period ended December 31, 2020 of FOMO CORP. (the Company) filed with the Securities and Exchange Commissions EDGAR system on April 06, 2021 (the Form 10-K) is to notify investors of customer concentration. Sales through AGILE Technologies Group, LLC (a strategic partner of t...
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[ Tribune Publishing Co ] ### EXPLANATORY NOTE On March8, 2021, Tribune Publishing Company (Tribune or the Company) filed its Annual Report on Form 10-K for the year ended December27, 2020 (the Form 10-K), with the Securities and Exchange Commission (the SEC). Capitalized terms used herein, but not defined, shall ...
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2 (this Amendment) to its Annual Report on Form 10-K for the year ended September 30, 2020, as filed on December 9, 2020 and amended on January 28, 2021 (as amended, the Original Form 10-K) with the Securities and Exchange Commission (the SEC). The purpose of this Amendment is to file Exhibit 23.1, Consent of Independe...
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### EXPLANATORY NOTE Sprout Social, Inc. (the "Company") is filing this Amendment No. 1 (the "Amendment") on Form 10-K/A to amend its Annual Report on Form 10-K for the fiscal year ended December 31, 2020, filed with the Securities and Exchange Commission on February 24, 2021 (the "Original 10-K"), for the purpose of ...
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On March 31, 2021, Galaxy Gaming, Inc., a Nevada corporation (the Company), filed its Form 10-K Annual Report for the calendar year ended December 31, 2020 (the Form 10-K). The Company inadvertently filed Exhibit 23.2 - Moss Adams LLP Consent of Independent Registered Public Accounting Firm (the Moss Adams LLP Consent...
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### Explanatory Note MultiPlan Corporation (the Company ) is filing this Amendment No. 1 on Form 10-K/A (the ### Amendment ) to the Companys annual report on Form 10-K for the year ended December 31, 2020 (the Form 10-K ), filed with the Securities and Exchange Commission on March 16, 2021 (the ### Original Fil...
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Graubard Miller, 405 Lexington Avenue, New York, New York 10174. (2) (3) (4) is the managing member of , and Messrs. Adage Capital Partners, L.P. has the power to dispose of and the power to vote the shares of common stock beneficially owned by it, which power may be exercised by its general partner, Adage Capita...
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Calculation** Furnished 101.DEF ### Inline XBRL Taxonomy Extension Definition** Furnished 101.LAB ### Inline XBRL Taxonomy Extension Labels** Furnished 101.PRE ### Inline XBRL Taxonomy Extension Presentation** Furnished Cover Page Interactive Data File (the cover page XBRL tags are embedded within the Inline...
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Or entered into pursuant to pre-approval policies and procedures established by the board of directors, provided the policies and procedures are detailed as to the particular service, the board of directors is informed of each service, and such policies and procedures do not include delegation of the board of directors...
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### EXPLANATORY NOTE 1 to our Annual Report on Form 10K for the fiscal year ended January 30, 2021 (this Form 10-K/A) pursuant to General Instruction G(3) to Form 10K for the purposes of filing the information required to be disclosed pursuant to Part III of Form 10K. Except for the amendments described above, this F...
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15. (a) Financial Statements and financial statement schedules (1) and (2) The financial statements and financial statement schedules required to be filed as part of this report are set forth in Item 8 of Part II of this report. (3) Exhibits. See Item 15(b) below. Exhibit No. Description 14.1 Code of Ethics 23...
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Pre-approval policies and procedures established by the Audit Committee, provided that the policies and procedures are detailed as to the particular service, the Audit Committee is informed of each service, and such policies and procedures do not include delegation of the Audit Committees responsibilities to management...
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(The exclusion from such amount of the market value of the shares owned by any person shall not be deemed an admission by the Registrant that such person is an affiliate of the Registrant.) The number of shares outstanding of the registrants classes of common stock as of January 31, 2021: ### Common Stock, $.01 par v...
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Greater than 50 percent, disclose the percentage of hours expended on the principal accountants engagement to audit the registrants financial statements for the most recent fiscal year that were attributed to work performed by persons other than the principal accountants full-time, permanent employees. Not applicable....
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Period from June 10, 2020 (inception) through December 31, 2020. 4. We did not pay Withum for other services for the period from June 10, 2020 (inception) through December 31, 2020. Policy on Board Pre-Approval of Audit and Permissible Non-Audit Services of the Independent Registered Public Accounting Firm The audi...
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### EXPLANATORY NOTE This Amendment No.1 to Form 10-K (this Amendment) amends the Annual Report on Form 10-K for the fiscal year ended December31, 2020 (the 2020 Form 10-K) originally filed on February 25, 2021 (the Original Filing) by Inphi Corporation, a Delaware corporation (Inphi, the Company, we, or us). We are f...
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### EXPLANATORY NOTE LEFTERIS ACQUISITION CORP.. We are also restating the financial statements as of October 23, 2020 and as of and for the periods ended September 30, 2020 in the accompanying financial statements included in this Annual Report (collectively, the Original Financial Statements). As a result, on M...
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### Explanatory Note The purpose of this Amendment No.1 on Form 10-K/A to Graphic Packaging International, LLCs Annual Report on Form 10-K for the year ended December31, 2020, filed with the Securities and Exchange Commission (the SEC) on February16, 2021 (the Form 10-K) is to provide the information required by It...
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Lodging Fund REIT III, Inc. (the registrant) is filing this abbreviated amendment to the Annual Report on Form 10-K for the fiscal year ended December 31, 2020, originally filed by the registrant with the Securities and Exchange Commission on March 31, 2021 (the Original 10-K) solely to include language regarding inter...
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Relate to tax and all other non-audit services to be provided by the independent registered public accounting firm, the Audit Committee may delegate the responsibility of pre-approval to the Chair of the Audit Committee. PART IV ### ITEM 15. FINANCIAL STATEMENT SCHEDULES, EXHIBITS (a) 1., 2. and audited financial ...
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To Exhibit 10.1 to the current report on Form 8-K of the Company, filed with the U.S. 10.9 Form of Amendment No. 1 to the Promissory Note and the Convertible Promissory Notes Purchase Agreement (incorporated by reference to Exhibit 10.2 to the current report on Form 8-K, filed with the U.S. 21.1* Subsidiaries of Le...
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Complete the year-end audit of the consolidated financial statements. Our full Board pre-approves all audit and permissible non-audit services to be provided by our independent registered public accountants and the estimated fees for these services. None of the services provided by the independent registered public ac...
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Alector, Inc. ### Annual Report on Form 10-K/A i Explanatory Note This Amendment No. 1 (Amendment) on Form 10-K/A amends the annual report on Form 10-K of Alector, Inc. (the Company) for the period ended December 31, 2020, as filed with the Securities and Exchange Commission (the Commission) on February 25, 2021 (th...
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### EXPLANATORY NOTE Grocery Outlet Holding Corp. (the "Company") is filing this Amendment No. 1 (the "Amendment") on Form 10-K/A to amend its Annual Report on Form 10-K for the fiscal year ended January 2, 2021, filed with the Securities and Exchange Commission on March 2, 2021 (the "Original 10-K"), for the purpose ...
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Consistent with maintaining the Companys principal accountants status as our independent auditors at such time. Consistent with these policies and procedures, the Audit Committee approved all of the services rendered by MaloneBailey and BDO for the years ended February 29, 2020 and February 28, 2019, respectively as d...
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Governance is incorporated herein by reference, when filed, from our proxy statement (the Proxy Statement) for the Annual Meeting of Shareholders to be filed with the Securities and Exchange Commission pursuant to Regulation 14A under the Exchange Act no later than 120 days after the end of the fiscal year ended Octobe...
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This Amendment No. 1 to Form 10-K (this Amendment) amends the Annual Report on Form 10-K for the fiscal year ended December31, 2020 originally filed on March 26, 2021 (the Original Filing) by Paysign, Inc. (Paysign, the Company, we, or us). We are filing this Amendment to present the information required by Part III of...
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2020 and 2019. ### Audit Fees Consist of amounts billed for professional services rendered for the audit of our annual financial statements included in our Annual Reports on Forms 10-K for our fiscal years ended December 31, 2020 and 2019 and reviews of our interim financial statements included in our Quarterly Repor...
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This Amendment No.1 (the Amendment) to the Annual Report on Form10-K/Aof Kiromic BioPharma, Inc. (the Company) for the fiscal year ended December31, 2020, originally filed with the Securities and Exchange Commission (the SEC) on March 31, 2021 (the Original Filing), is being filed solely to include a fully executed sig...
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Pulmatrix, Inc. 1 on Form 10-K/A (the Amendment) to its annual report on Form 10-K for the fiscal year ended December 31, 2020, which was originally filed with the Securities and Exchange Commission on March 23, 2021 (the Original 10-K). The purpose of the Amendment is to correct a typographical error in date of the r...
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December31, 2020, December31, 2019, and December31, 2018; (iv)the for the year ended December31, 2020, December31, 2019, and December31, 2018; (v)the Consolidated Statements of Stockholders Equity for the year ended December31, 2020, December31, 2019, and December31, 2018; 101.INS XBRL Instance Document. 101.SCH ...
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This Amendment No. 1 on Form 10-K/A (this Amendment) amends the Annual Report of HMG/COURTLAND PROPERTIES, INC. on Form 10-K for the year ended December 31, 2020, as filed with the Securities and Exchange Commission on March 30, 2021 (the Original Form 10-K). This Amendment is being filed for the sole purpose of updati...
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A royalty free basis in connection with production and manufacturing of solid-state battery cells by the joint venture in the automotive space. ### Other Transactions In fiscal 2020, we paid Prof. Director Independence In addition, the NYSE listing rules require that, subject to specified exceptions, each member ...
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And Management. ### Item11. Executive Compensation The information required by this Item is incorporated by reference to the sections of our 2021 Proxy Statement entitled Compensation Discussion and Analysis, Executive Compensation and Director Compensation. Item12. The information required by this Item is incorpor...
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### EXPLANATORY NOTE 1 to Form 10-K for the fiscal year ended November 30, 2020 (Amendment No. 1) to correct an error on the cover page of the original Form 10-K as filed with the Securities and Exchange Commission on February 25, 2021 (the Original Form 10-K). The cover page of the Original Form 10-K showed the incor...
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The Annual Report on Form 10-K (the Annual Report) of GrowGeneration Corp. (we, our, us, or the Company) for the year ended December31, 2020 was filed with the Securities and Exchange Commission (the SEC) on March 29, 2021 (the Original Filing Date), and this Amendment No.1 is being filed solely to file Exhibits 10.27,...
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References throughout this Amendment No.1 to the Annual Report on Form10-Kto we, us, IGAC, company or our company are to IG Acquisition Corp., unless the text otherwise indicates. IG Acquisition Corp. (the Company) is filing this Amendment No.1 on Form 10-K/A (the Amendment) to amend and restate certain items in its A...
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Adams LLP in 2020 and 2019 to the Company. (1) Audit Fees include professional services for the audit of our annual financial statements, reviews of the financial statements included in our Form 10-Q filings, and services normally provided in connection with statutory and regulatory filings or engagements. To help ...
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March 2, 2021). 21.1 * List of Subsidiaries 23 * 24.1 Power of Attorney (included on the signature page of the Original Form 10-K) 31.1 * Certification of Principal Executive Officer pursuant to Exchange Act Rules13a-14(a) and 15d-14(a) 31.2 * Certification of Principal Financial Officer pursuant to Exchange ...
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1 to the Annual Report on Form 10-K/A for the year ended December 31, 2020 of ### Exsular Financial Group Inc. (the Company) filed with the Securities and Exchange Commission on March 31, 2021 (the Form 10-K) is to furnish Exhibits 101 to the Form 10-K in accordance with Rule 405 of Regulation S-T. This Amendment No...
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Aditx Therapeutics, Inc.. (hereinafter referred to as us, we, or the Company) is filing this Amendment No. 1 on Form 10-K/A (the First Amendment) to its Annual Report on Form 10-K for the fiscal year ended December 31, 2020, which was filed with the Securities and Exchange Commission (SEC) on March 25, 2021 (the Origin...
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By this item are included in Part II, Item 8 of the Original Filing; All schedules were omitted because they are not applicable or not required, or because the required information is shown in the consolidated financial statements or in the notes thereto. (b) ### Exhibits: The exhibits required to be filed by Item...
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Fortress Biotech, Inc., a Delaware corporation (the Company), is filing this Amendment No. 1 on Form 10-K/A (the 10-K/A) to amend the Companys Annual Report on Form 10-K for the fiscal year ended December 31, 2020 (the 10-K), originally filed with the Securities and Exchange Commission (the SEC) on March 31, 2021, sole...
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16, 2021, by and between Desktop Metal and Ali El Siblani 10-K 10.21 3/15/2021 10.22 Northwest Park Office Lease, dated as of August 23, 2016, by and between NWP Building 24 LLC and Legacy Desktop Metal S-4 10.27 10/15/2020 10.23 Amendment to Northwest Park Office Lease, dated as of October 3, 2017, by and be...
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[ Ngm Biopharmaceuticals Inc ] ### EXPLANATORY NOTE We are filing this Amendment No.1 to Annual Report on Form 10-K/A 10-K for the fiscal year ended December31, 2020, as filed with the Securities and Exchange Commission (the SEC) on March15, 2021 (the 10-K). This Amendment is being filed solely to refile the ce...
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No. 10.4 Private Placement Warrants Purchase Agreement between Colonnade Acquisition Corp. 8-K (File No. 10.5 Administrative Services Agreement by and among Colonnade Acquisition Corp. 8-K (File No. 10.6 Form of Indemnity Agreement (Incorporated by reference to Exhibit 10.5 to the Companys Form S-1 10.7 ...
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### EXPLANATORY NOTE Virgin Galactic Holdings, Inc. 1 (Amendment No. 1) to its Annual Report on Form 10-K for the fiscal year ended December 31, 2020 as filed with the Securities Exchange Commission on March 1, 2021 (the Original Form 10-K) solely to replace Exhibit 23.1, the consent of KPMG LLP (the Consent) included...
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### EXPLANATORY NOTE Avalara, Inc. (the Company) is filing this Amendment No.1 (this Amendment No.1) to its annual report on Form10-K for the fiscal year ended December31, 2020, as filed with the Securities and Exchange Commission on February25, 2021 (the Original Form10-K), in order to file the correct Consent of D...
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Process to review the appointment of the Company's independent registered public accounting firm for the year ending December 31, 2017. As a result of this process, on July 12, 2017, the Board elected to engage RBSM LLP as the Company's independent registered public accounting firm for the fiscal year ending December 3...
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### EXPLANATORY NOTE First Community Bankshares, Inc. (the Company) is filing this Form 10-K/A (the Form 10-K/A) to the Companys Annual Report on Form 10-K for the fiscal year ended December 31, 2020 (the Original Filing), as filed with the Securities and Exchange Commission (SEC) on March 12, 2021, for the sole purpo...
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### EXPLANATORY NOTE BellRing Brands, Inc. (the Company, we, us, and our) is filing this Amendment No. 1 (the Amendment) on Form 10-K/A to amend our Annual Report on Form 10-K for the fiscal year ended September 30, 2020, filed with the U.S. Securities and Exchange Commission on November 20, 2020 (the Original 10-K), ...
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Policy for the pre-approval of audit and non-audit services rendered by our independent registered public accounting firm, Deloitte& Touche LLP. The policy generally allows for pre-approval of specified services in the defined categories of audit services, audit-related services and tax services up to specified amounts...
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### EXPLANATORY NOTE Kontoor Brands, Inc. 1 on Form 10-K/A (this Amendment) to the Companys Annual Report on Form 10-K for the fiscal year ended January 2, 2021, which was originally filed with the Securities and Exchange Commission (the SEC) on March 3, 2021 (the Original Filing), to file revised certifications of it...
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Consolidated financial statements and other professional services rendered by our independent registered public accounting firm Liggett & Webb, PA. (1) Audit Fees. These are fees for professional services for the audit of our annual consolidated financial statements, and for the review of the consolidated financial st...